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  • Investment Philosophy
  • PMS
    • Audited Performance
    • Letters To Investors
    • Why Us?
    • Disclosures
      • Investor Charter
      • Investor Complaints
      • Disclosure Document
  • Investment Adviser
    • Curated portfolios
    • Disclosures
      • Investor Charter
      • Investor Complaints
      • Compliance Audit Status
  • Team
  • Contact Us
  • Insights

Compliance Audit Status

SN Financial Year Compliance Audit Status Remarks, if any
1 2020-21 Not Applicable Obtained RIA license in FY23
2 2021-22 Not Applicable Obtained RIA license in FY23
3 2022-23 Not Conducted Will complete before the due date (31st Oct 2023)
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